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Introduction
That social system–however varying in different times and places–in which ownership of land is the basis of authority is known in history as feudalism. From the time of Clovis, the Frankish King, who died in A.D. 511, the progress of the Franks in civilization was slow, and for more than two centuries they spent their energies mainly in useless wars. But Charles Martel and his son, Pépin the Short–the latter dying in 768–built up a kingdom which Charlemagne erected into a powerful empire. Under the predecessors of Charlemagne the beginnings of feudalism, which are very obscure, may be said vaguely to appear. Charles Martel had to buy the services of his nobles by granting them lands, and although he and Pépin strengthened the royal power, which Charlemagne still further increased, under the weak rulers who followed them the forces of the incipient feudalism again became active, and the State was divided into petty countships and dukedoms almost independent of the king.
The gift of land by the king in return for feudal services was called a feudal grant, and the land so given was termed a “feud” or “fief.” In the course of time fiefs became hereditary. Lands were also sometimes usurped or otherwise obtained by subjects, who thereby became feudal lords. By a process called “subinfeudation,” lands were granted in parcels to other men by those who received them from the king or otherwise, and by these lower landholders to others again; and as the first recipient became the vassal of the king and the suzerain of the man who held next below him, there was created a regular descending scale of such vassalage and suzerainty, in which each man’s allegiance was directly due to his feudal lord, and not to the king himself. From the king down to the lowest landholder all were bound together by obligation of service and defense; the lord to protect his vassal, the vassal to do service to his lord.
These are the essential features of the social system which, from its early growth under the later Carlovingians in the ninth century, spread over Europe and reached its highest development in the twelfth century. At a time midway between these periods it was carried by the Norman Conquest into England. The history of this system of distinctly Frankish origin–a knowledge of which is absolutely essential to a proper understanding of history and the evolution of our present social system–is told by Stubbs with that discernment and thoroughness of analysis which have given him his rank as one of the few masterly writers in this field.
This selection is by William Stubbs.
Time: 9th. To 12th. Century
Feudalism had grown up from two great sources — the beneficium and the practice of commendation — and had been specially fostered on Gallic soil by the existence of a subject population which admitted of any amount of extension in the methods of dependence.
The beneficiary system originated partly in gifts of land made by the kings out of their own estates to their kinsmen and servants, with a special undertaking to be faithful; partly in the surrender by land-owners of their estates to churches or powerful men, to be received back again and held by them as tenants for rent or service. By the latter arrangement the weaker man obtained the protection of the stronger and he who felt himself insecure placed his title under the defense of the church.
By the practice of commendation, on the other hand, the inferior put himself under the personal care of a lord but without altering his title or divesting himself of his right to his estate; he became a vassal and did homage. The placing of his hands between those of his lord was the typical act by which the connection was formed; and the oath of fealty was taken at the same time. The union of the beneficiary tie with that of commendation completed the idea of feudal obligation — the twofold engagement: that of the lord, to defend; and that of the vassal, to be faithful. A third ingredient was supplied by the grants of immunity by which in the Frank empire, as in England, the possession of land was united with the right of judicature; the dwellers on a feudal property were placed under the tribunal of the lord and the rights which had belonged to the nation or to its chosen head were devolved upon the receiver of a fief. The rapid spread of the system thus originated and the assimilation of all other tenures to it, may be regarded as the work of the tenth century; but as early as A.D. 877 Charles the Bald recognized the hereditary character of all benefices; and from that year the growth of strictly feudal jurisprudence may be held to date.
The system testifies to the country and causes of its birth. The beneficium is partly of Roman, partly of German origin; in the Roman system the usufruct — the occupation of land belonging to another person — involved no diminution of status; in the Germanic system he who tilled land that was not his own was imperfectly free; the reduction of a large Roman population to dependence placed the two classes on a level and conduced to the wide extension of the institution.
Commendation, on the other hand, may have had a Gallic or Celtic origin and an analogy only with the Roman clientship. The German comitatus, which seems to have ultimately merged its existence in one or other of these developments, is of course to be carefully distinguished in its origin from them. The tie of the benefice or of commendation could be formed between any two persons whatever; none but the king could have antrustions. But the comitatus of Anglo-Saxon history preserved a more distinct existence and this perhaps was one of the causes that distinguished the later Anglo-Saxon system most definitely from the feudalism of the Frank empire.
The process by which the machinery of government became feudalized, although rapid, was gradual.
The weakness of the Carolingian kings and emperors gave room for the speedy development of disruptive tendencies in a territory so extensive and so little consolidated. The duchies and counties of the eighth and ninth centuries were still official magistracies, the holders of which discharged the functions of imperial judges or generals. Such officers were of course men whom the kings could trust, in most cases Franks, courtiers or kinsmen, who at an earlier date would have been comites or antrustions and who were provided for by feudal benefices. The official magistracy had in itself the tendency to become hereditary and when the benefice was recognized as heritable, the provincial governorship became so too. But the provincial governor had many opportunities of improving his position, especially if he could identify himself with the manners and aspirations of the people he ruled. By marriage or inheritance he might accumulate in his family not only the old allodial estates which, especially on German soil, still continued to subsist but the traditions and local loyalties which were connected with the possession of them. So in a few years the Frank magistrate could unite in his own person the beneficiary endowment, the imperial deputation and the headship of the nation over which he presided. And then it was only necessary for the central power to be a little weakened and the independence of duke or count was limited by his homage and fealty alone, that is, by obligations that depended on conscience only for their fulfilment.
It is in Germany that the disruptive tendency most distinctly takes the political form; Saxony and Bavaria assert their national independence under Swabian and Saxon dukes who have identified the interests of their subjects with their own. In France, where the ancient tribal divisions had been long obsolete and where the existence of the allod involved little or no feeling of loyalty, the process was simpler still; the provincial rulers aimed at practical rather than political sovereignty; the people were too weak to have any aspirations at all. The disruption was due more to the abeyance of central attraction than to any centrifugal force existing in the provinces. But the result was the same; feudal government, a graduated system of jurisdiction based on land tenure, in which every lord judged, taxed and commanded the class next below him, of which abject slavery formed the lowest and irresponsible tyranny the highest grade and private war, private coinage, private prisons, took the place of the imperial institutions of government.
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Some History Moments selections posted before 2012 need to be updated to meet HM’s quality standards. These relate to: (1) links to outside sources for modern, additional information; (2) graphics; (3) navigation links; and (4) other presentation issues. The reader is assured that the author’s materiel is faithfully reproduced in all History Moments posts.
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